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Risk and Compliance Officer

Head Office

Our risk and compliance team are looking for an enthusiastic and motivated Risk and Compliance Officer.

As Risk and Compliance Officer you will be part of a small team and will be responsible for ensuring that the Bank has the appropriate controls and procedures in place to ensure compliance with the United Kingdom regulatory and legislative regime applicable to the activities of the business.

Supporting our Director of Risk and Compliance, the main purpose of this role is to facilitate and coordinate all the compliance and risk matters in the Bank including maintaining Risk and Compliance records, producing management information, developing policies and procedures, conducting monitoring activities, and to provide a quality assurance service for all work procedures involving best practice.

The incumbent will also assist with queries relating to money laundering, data protection and the FCA code to ensure compliance with all relevant rules, legislation, regulations, and contractual requirements associated with relevant bodies.
 
Applicants must be educated to degree level with 2/3 years post graduate experience in a Compliance / Risk role providing advice and guidance, preferably in financial services.  Strong analytical and communication skills and the ability to work with staff at all level is essential, together with the ability to describe technical compliance issues in an understandable manner.
 
Candidates must have a good understanding of the constantly changing regulatory environment within the UK as well as a good command of technology and its role within a growing business.   
 
You will demonstrate initiative when performing the above duties. Accuracy, flexibility and strong team working abilities are essential. This a fantastic opportunity to further your career within a new and growing bank.

 

To find out more or to apply for this role, please email your CV and covering note to our HR team: hr@redwoodbank.co.uk.

 

Send an email to our HR team

Our People

Jonathan Rowland

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Jonathan has 25 years’ experience as an Investor and Director of Public and Private Companies globally.

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David Buckley

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Gary Wilkinson

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Nigel Boothroyd

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Graham Reynolds

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Eleanor Kenny

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